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Recommendation for appointment of a current faculty member as a University Professor should come forward to the Dean in the same manner as a promotion with support of the TPC ______. In accordance with _____ section 3.8, the Dean may waive requirements for external referees. To appoint a new appointee requires six letters of reference and the recommendation of the TPC.

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Background

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TBC

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1999-019 – Renewal, Tenure, Promotion and Salary Review Files

CY final decision concluded + 1 year

and 

1996-004 Personnel Files: Academic Employees (Continuing)

Normal Retention: CY employment terminated + 60 years

Checklist for Professorships

...

Authorities

TBC

RRSDA's

Personnel Files


Documents for Review

Documents 

*Mandatory
Document RetentionRequired?Document Type in eTRACS

Office of Primary Responsibility (

for viewing)

OPR)

i.e. decision maker in the process

Access 

ie. Faculty Department level, Faculty Dean's office level, everyone at Dean's office  level outside own faculty
Total Retention PeriodRRSDA

Board of Governors Final Approval/President’s Letter

Retained

CY employment terminated + 60 years




Final Approval of Professorship



University Appointments Committee decision letter

Retained

CY employment terminated + 60 years




University Appointments Committee decision letter for Professorship



Dean’s recommendation letter

Retained

CY employment terminated + 60 years




Recommendation Letter for Professorship



TPC recommendation letter 

Retained

CY employment terminated + 60 years




Recommendation Letter for Professorship



Additional information from Faculty member in response to any recommendation

Retained

CY employment terminated + 60 years




Additional Information response to any recommendation



Materials and timeline notifications

Retained

CY employment terminated + 60 years




Materials and timeline notifications



Written application request for appointment

Retained

CY employment terminated + 60 years




Application for Professorship Appointment



Statements for research, teaching, service

CY final decision concluded + 1 year




Research and Teaching Statements



Publications, research in progress

CY final decision concluded + 1 year




Publications or Research in Progress



Other information – percentage of contribution, citation count, ranking/quality of journals, special teaching preparation, committee/administrative responsibilities, letters of support for teaching/research

CY final decision concluded + 1 year



Supplementary Information



Documents relating to referee selection - lists of possible external referees, rank ordered lists of 8 external referees

CY final decision concluded + 1 year



Referee Selection Documents



Correspondence with external referees (requests for participation, instruction letters to confirmed referees, thank you letters)

CY final decision concluded + 1 year




Correspondence with external referees



Reference Letters

CY final decision concluded + 1 year



Reference Letter



Anonymized versions of reference letters

CY final decision concluded + 1 year




Anonymized Reference Letter 



Teaching information including detailed teaching evaluations prepared by students, teaching load and exam/assignment information, summaries of teaching survey and grade distributions.

CY final decision concluded + 1 year




Summary of Teaching Information













































Faculty/Department Level Documents





















Electronic Folders & File Naming Conventions

The electronic folder can be labelled as the sample below:

Image Added 2019-2020 

(TBC)



File Naming Convention

Lastname_Firstname_ApptType_DocType_Dept/Faculty_YYYYMMDD

e.g. Doe_John_ASP_CV_Beedie_20210714


Business Cases for Document Retention

(TBD - to discuss with FERM Working Group - note for reviewers, post your business cases in this section as to rationale for retaining documents and a length of time to keep them if known)


Working Group Questions

Questions to be explored when reviewing the document checklists:



Access Control Questions



Retention Questions



Office of Primary Responsibility



File Managers/Responsibility of Records