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Professor 2000
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1996-004 Personnel Files: Academic Employees (Continuing) Normal Retention: CY employment terminated + 60 years and 1999-019 – Renewal, Tenure, Promotion and Salary Review Files CY final decision concluded + 1 year |
Revised after new CA
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Documents Checklist | Document Retention | Document Type in eTRACS | Office of Responsibility (for viewing) |
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Board of Governors Final Approval/President’s Letter (June 30) |
RTP Checklist
Retained CY employment terminated + 60 years |
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Dean’s recommendation letter including salary step (February 15) is it the same copy of recommendation to faculty member? | Retained CY employment terminated + 60 years |
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TPC recommendation letter including salary step (January 15) | Retained CY employment terminated + 60 years |
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Recommendation memo to VPA from the Dean, | Retained CY employment terminated + 60 years |
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Separate letter to faculty with personal comments cc:d to Chair, FTPC & VPA | Retained CY employment terminated + 60 years |
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TPC draft assessment letter (December 1) | Retained CY employment terminated + 60 years |
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Additional information from Faculty member in response to any recommendation | Retained CY employment terminated + 60 years |
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Statements for research, teaching, service (Sep 1) | CY final decision concluded + 1 year |
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Materials and timeline notifications (August 30 & May 1) | Retained CY employment terminated + 60 years |
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Publications, research in progress (May 15) | CY final decision concluded + 1 year |
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Reference Letters | CY final decision concluded + 1 year |
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Reference Letters Authentication | CY final decision concluded + 1 year |
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Anonymized versions of reference letters | CY final decision concluded + 1 year |
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Biographies and CVs from external referees | CY final decision concluded + 1 year |
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Correspondence with external referees (requests for participation, instruction letters to confirmed referees, thank you letters) | CY final decision concluded + 1 year |
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Documents relating to referee selection - lists of possible external referees, rank ordered lists of 8 external referees (May 1) | CY final decision concluded + 1 year |
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Faculty member's latest CV for promotion (April 15) | Retained CY employment terminated + 60 years |
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Written application request for review ( |
| Retained CY employment terminated + 60 years |
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Written application for early tenure & promotion (if applicable) (April 15) | Retained CY employment terminated + 60 years |
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Written notice from the Chair to the faculty member (April 1)
| Retained CY employment terminated + 60 years |
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Dean’s written approval for early tenure and promotion |
(if applicable) | Retained CY employment terminated + 60 years |
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Application for tenure consideration (if Applicable) Faculty member expressing interest to be considered for tenure and promotion, with confirmation provided by department |
Faculty member's latest CV for promotion
Statements for research, teaching, service
Retained CY employment terminated + 60 years |
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Any appeal documentation | Retained CY employment terminated + 60 years |
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Other information – percentage of contribution, citation count, ranking/quality of journals, special teaching preparation, committee/administrative responsibilities, letters of support for teaching/research |
Documents relating to referee selection - lists of possible external referees, rank ordered lists of 8 external referees
Correspondence with external referees (requests for participation, instruction letters to confirmed referees, thank you letters)
Reference Letters
Anonymized versions of reference letters
Biographies and CVs from external referees
CY final decision concluded + 1 year |
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Teaching information including detailed teaching evaluations prepared by students, teaching load and exam/assignment information, summaries of teaching survey and grade distributions. (Course and Instructor Evaluation) | CY final decision concluded + 1 year |
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Note: Committee minutes and notes are kept in separate files and not retained within the case file nor the individual personnel file. 'Minutes and other committee records have long-term value beyond the particular case and are scheduled under a separate RRSDA (1999-003, Committee Files).'