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Background

Sessional Instructor appointments are guided by the TSSU Collective Agreement. Sessional Instructors appointments are concluded by the Dean (or delegate).

Authorities

Freedom of Information and Protection of Privacy Act (RSBC 1996, c. 165)

...

    • Article XIX: Employment file states that "an employment file shall be kept for each bargaining unit employee."  The section includes detailed information about which documents should and should not be kept on the employee file. For example (A) the file shall include the department copy of the normal appointment document(s), a current curriculum vitae... (B) except for regularly conducted evaluations by students, no anonymous communication shall be placed in the employee file.
    • Article X: Disciplinary Action, Suspension, Termination and Resignation states that (C)(1) "On the request of an employee any written disciplinary or adverse reports shall be removed from the employee's file and destroyed provided that twenty-four (24) months have elapsed since the issuance of the report and no other adverse reports have been received."

RRSDA's

Personnel Files

1999-045 - Personnel Files: Teaching Support Staff Union (TSSU) Employment Files

Description, Purpose and Use of Documents

    • Records documenting the employment history of employees belonging to the Teaching Support Staff Union (TSSU) bargaining unit.
    • Records are organized as individual case files and may include letters of appointment and appointment forms; resumes and CVs; evaluations of the employee performance by faculty supervisors; disciplinary notices and reports; correspondence, memoranda, and email.
    • The following employees belong to the TSSU bargaining unit: teaching assistants, sessional instructors, and distance education tutors, markers, and (when not faculty) supervisors.
    • The current Collective Bargaining Agreement (CBA) with the TSSU stipulates that:
      • no records relating to the employee's academic performance or standing are to be kept on his or her employment file (CBA 1998-2001: Article XIV, section C);
      • no records relating to a grievance are to be kept on the employment file (CBA 1998-2001: Article XIV, section D).
    • Do not apply this schedule to the evaluation forms completed by students assessing the course and the TSSU instructor's performance. These records are scheduled separately under RRSDA 1999-006, Instructor / Course Evaluations: TSSU Employees.

Total retention period

CY of last employment contract + 7 years

Competition Files

1999-024 - Competition Files: Academic Appointments

Description, Purpose and Use of Documents

Records relating to competitions for academic staff positions.

    • Records may include, but is not limited to, job postings, job descriptions, lists of candidates, letters of application, resumes and CVs, statements of teaching philosophy and research interests, reference letters, teaching evaluations and material, correspondence, evaluative memoranda, interview questions and answers, reference checks, eligibility criteria, scoring and ranking sheets.
    • Academic staff positions include: tenure-track faculty, lecturers, lab instructors, librarians and archivists, limited term appointments, sessional instructors, teaching assistants, adjunct professors, and other academic positions covered under SFU Policy A 10.01.
    • Appointment procedures vary depending on the position, and may be concluded by the President, the Vice-President Academic, or a Dean. This schedule applies to all departments involved in the appointment procedure. Records relating to the successful candidate will be incorporated into the employee’s Academic Personnel File.

Total retention period

CY competition completed + 1 year


Documents for Review

Documents 

*Mandatory
Document RetentionRequired?Document Type in eTRACS

Office of Primary Responsibility (OPR)

i.e. decision maker in the process

Access 

ie. Faculty Department level, Faculty Dean's office level, everyone at Dean's office  level outside own faculty
Total Retention PeriodRRSDA

Appointment forms (SI) *


 1999-045Yes - for payroll
  •  Sessional Instructor Appointment Form (signed)
  •  Appointment letter (where applicable - not signed)
  •  Contract amendments/revisions

Dean or Dean's Delegate ie. Chair, Director of Admin, Manager, etc


Dean's Office

Department/Program Level

Payroll (question)


Employment Offer
1999-045Yes
  •  Offer letter  (signed, timestamped)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs - Kept only for the individual who accepted offer (if multiple offers original issued))

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Application Package - may include letters of application, resumes and CVs, statements of teaching philosophy and research interests, reference letters, teaching evaluations and material, correspondence, evaluative memoranda, interview questions and answers, reference checks, eligibility criteria, scoring and ranking sheets.


CY competition completed + 1 year (unless grievance process instigated, keep until resolved)1999-024
reference checks (keep in personnel files?)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Program - Potential sensitive information with reference letters (if accessible by individual))

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Program)

Curriculum Vitae or Resume *


 1999-045Yes
  •  CV (most recent only)

Dean's Office 

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Program)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Program)

TSSU Assignment of Wages Form



Yes
  •  TSSU Assignment of Wages form

Undergraduate Programs (FoE)


(FASS CWoo: No need for access)

Undergraduate Programs (FoE)

Payroll(?)

(FASS CWoo: Payroll)

General Privacy and Confidentiality Agreement

Yes - one time for new hires
  •  General Privacy and Confidentiality Agreement

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Personal Data Form

Yes - one time for new hires
  •  Personal Data Form

Undergraduate Programs (FoE)


(FASS CWoo: No need for access)

Undergraduate Programs (FoE)

Payroll(?)

(FASS CWoo: Payroll)

TD1-BC Form



Yes - one time for new hires
  •  TD1 BC Form

Undergraduate Programs (FoE)


(FASS CWoo: No need for access)

Undergraduate Programs (FoE)

Payroll(?)

(FASS CWoo: Payroll)

TD1 Federal Form



Yes - one time for new hires
  •  TD1 Federal Form

Undergraduate Programs (FoE)


(FASS CWoo: No need for access)

Undergraduate Programs (FoE)

Payroll(?)

(FASS CWoo: Payroll)

Banking information – void cheque/direct deposit information

Destroy after sending to payroll and start the progress 

Keep separate

Yes - one time for new hires
  •  Banking Information

Payroll primary office of responsibility

Undergraduate Programs (FoE)

(FASS CWoo: No need for access)

Undergraduate Programs (FoE)

Payroll(?)


(FASS CWoo: Payroll)

Copy of most recent Permanent Residence card (if appointee is a Canadian Permanent Resident) or Work Permit and SIN Letter (if applicable)



Yes - for each appointment or reappointment
  •  Proof of Permanent Residency
  •  Work Permit
  •  SIN Letter
  •  Copy of passport ?
  •  LMI exemption ?

Payroll primary responsibility

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs, Payroll)


Undergraduate Programs (FoE)


(FASS CWoo: Payroll)

Employment Evaluations (i.e by Faculty Supervisor- yes, course evaluation SETC - x )





Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Disciplinary Notices or Reports 

destroy after 5 years, seal in archives after 3 semesters

 (double check with CA) 

*Removed from employee file and sealed it and send to archive



Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Undergraduate Programs (FoE)


(FASS CWoo: Undergraduate Programs)

Memos


Contract Amendments ?

Correspondence (ie. emails)


Offers amendments discussionsUndergraduate Programs (FoE)Undergraduate Programs (FoE)
Benefit forms (go to HR, not kept here)





Faculty/Department Level Documents





Faculty of Health Sciences Workspace Request Form



































Electronic Folders & File Naming Conventions

The electronic folder can be labelled as the sample below:

...

2021 Appointments

Spring 2021 CMPT




File Naming Convention

Phoebe: Copy from Visiting Faculty, will it apply to SI too? → Lastname_Firstname_ApptType_DocType_Dept/Faculty_YYYYMMDD

e.g. Doe_John_ASP_CV_Beedie_20210714


Business Cases for Document Retention

(TBD - to discuss with FERM Working Group - note for reviewers, post your business cases in this section as to rationale for retaining documents and a length of time to keep them if known)

FoE: If a Sessional Instructor is hired for a long period of time, TSSU Collective Agreement requires the faculty to offer Limited Term Lecturer position (Faculty Association position). Record retention schedule for Personnel Files: Academic Employees (Non-Continuing) 1994-002 is under review. (FoE)

Working Group Questions

Questions to be explored when reviewing the document checklists:

...